Regulatory Reporting Controller

Review and advise on periodic regulatory calculations and control processes for locally regulated entities including broker dealers, swap dealers and other legal entities. Reviews/approves data submissions for regulatory reporting teams. Preparation, review and signing off on Daily and monthly 15c3-3 Reserve Formula computation. Responsible for the maintenance of 15c3-3 reserve procedures, control documentation, and spreadsheet compliance. Responsible for responding to queries from Business Partners related to the daily 15c3-3 computation. Interacting and providing support to FINRA, SEC, CFTC, Internal, and public auditors. Review and preparation of month end 15c3-3 schedules for FOCUS Reporting. Supervising GFCI (Offshore) team for tasks related to 15c3-3 Reserve Formula computation. Assist in team development and training.

According to JobzMall, the average salary range for a Regulatory Reporting Controller in 6060 Poplar Ave, Memphis, TN 38119, USA is between $47,000 and $77,000 per year.

Bank of America Corp. is a bank and financial holding company, which engages in the provision of banking and nonbank financial services. It operates through the following segments: Consumer Banking, Global Wealth and Investment Management, Global Banking, Global Markets, and Legacy Assets and Servicing. The Consumer Banking segment offers credit, banking, and investment products and services to consumers and small businesses.