
Manager, Business Unit Risk
The role will analyze the effectiveness of risk management policies and procedures; identify emerging risk trends; gather data, conduct interviews, identify supervision issues, and conduct gap analysis; and develop and maintain written policies, procedures, and controls documents. The role will participate in developing actionable proposals, present findings and recommendations to senior management and governance bodies in both written and verbal form, and drive implementation of key risk management initiatives. The Sr. Manager, Risk Oversight role will be responsible for supporting regulatory, supervisory, operational risk management (“ORM”), and other oversight functions across SAM through direct engagement, hands-on analysis, and risk monitoring and assessments, and reporting out to executive management and governance committees at SAM and Schwab.
5+ years of experience in a risk, supervision/controls, compliance, or audit function
5+ years of experience in financial services
Experience writing, maintaining, testing, auditing, and revising policies and procedures
Experience analyzing data and preparing solutions based on sound facts and findings
Risk Management
MS Word
MS Access
Time Management Skills
MS Excel skills
PowerPoint skills
Results Oriented
Verbal communication
written communication
Problem-solving and resourcefulness
Flexibility/Adaptability
Good prioritizational skills
Process Oriented
Multi tasker
According to JobzMall, the average salary range for a Manager, Business Unit Risk in 2423 E Lincoln Dr, Phoenix, AZ 85016, USA is between $50,000 and $95,000 per year. This salary range will vary depending on the individual's experience, the size of the company, and the industry in which the individual works.
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Through its operating subsidiaries, The Charles Schwab Corporation (NYSE: SCHW) provides a full range of securities brokerage, banking, money management and financial advisory services to individual investors and independent investment advisors. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (member SIPC, www.sipc.org), and affiliates offer a complete range of investment services and products including an extensive selection of mutual funds; financial planning and investment advice; retirement plan and equity compensation plan services; compliance and trade monitoring solutions; referrals to independent fee-based investment advisors; and custodial, operational and trading support for independent, fee-based investment advisors through Schwab Advisor Services.

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