Charles Schwab

Manager, Business Unit Risk

Charles Schwab

2423 E Lincoln Dr, Phoenix, AZ 85016, USA
Full-TimeDepends on ExperienceSenior LevelBachelors
Job Description

The role will analyze the effectiveness of risk management policies and procedures; identify emerging risk trends; gather data, conduct interviews, identify supervision issues, and conduct gap analysis; and develop and maintain written policies, procedures, and controls documents. The role will participate in developing actionable proposals, present findings and recommendations to senior management and governance bodies in both written and verbal form, and drive implementation of key risk management initiatives. The Sr. Manager, Risk Oversight role will be responsible for supporting regulatory, supervisory, operational risk management (“ORM”), and other oversight functions across SAM through direct engagement, hands-on analysis, and risk monitoring and assessments, and reporting out to executive management and governance committees at SAM and Schwab.

Where is this job?
This job is located at 2423 E Lincoln Dr, Phoenix, AZ 85016, USA
Job Qualifications
  • 5+ years of experience in a risk, supervision/controls, compliance, or audit function

  • 5+ years of experience in financial services

  • Experience writing, maintaining, testing, auditing, and revising policies and procedures

  • Experience analyzing data and preparing solutions based on sound facts and findings

Required Skills
  • Risk Management

  • MS Word

  • MS Access

  • Time Management Skills

  • MS Excel skills

  • PowerPoint skills

Soft Skills
  • Results Oriented

  • Verbal communication

  • written communication

  • Problem-solving and resourcefulness

  • Flexibility/Adaptability

  • Good prioritizational skills

  • Process Oriented

  • Multi tasker

Compensation

According to JobzMall, the average salary range for a Manager, Business Unit Risk in 2423 E Lincoln Dr, Phoenix, AZ 85016, USA is between $50,000 and $95,000 per year. This salary range will vary depending on the individual's experience, the size of the company, and the industry in which the individual works.

Additional Information
Charles Schwab is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedSeptember 30th, 2022
Apply BeforeMay 22nd, 2025
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About Charles Schwab

Through its operating subsidiaries, The Charles Schwab Corporation (NYSE: SCHW) provides a full range of securities brokerage, banking, money management and financial advisory services to individual investors and independent investment advisors. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (member SIPC, www.sipc.org), and affiliates offer a complete range of investment services and products including an extensive selection of mutual funds; financial planning and investment advice; retirement plan and equity compensation plan services; compliance and trade monitoring solutions; referrals to independent fee-based investment advisors; and custodial, operational and trading support for independent, fee-based investment advisors through Schwab Advisor Services.

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