Deutsche Bank

Compliance Officer – Investment Bank Compliance

Deutsche Bank
New York, NY, USA
Full-TimeDepends on ExperienceSenior LevelMasters
Job Description

Are you a detail-oriented and analytical individual looking for a challenging role in the finance industry? Deutsche Bank is seeking a Compliance Officer to join our Investment Bank Compliance team. As a Compliance Officer, you will play a crucial role in ensuring that our investment banking operations comply with all relevant laws, regulations, and internal policies. If you have a strong understanding of financial regulations and a passion for maintaining ethical standards, we encourage you to apply for this exciting opportunity.

  1. Monitor and assess compliance with all relevant laws, regulations, and internal policies within the investment banking division of Deutsche Bank.
  2. Identify potential compliance risks and work with the team to implement necessary controls and procedures to mitigate these risks.
  3. Conduct regular audits and reviews to ensure adherence to compliance policies and procedures.
  4. Keep up-to-date with changes in financial regulations and communicate any updates to relevant stakeholders.
  5. Collaborate with various departments to implement compliance training programs and provide guidance on best practices.
  6. Investigate and report any potential compliance violations or breaches.
  7. Develop and maintain strong relationships with regulators and external auditors.
  8. Analyze data and reports to identify any patterns or trends that may indicate potential compliance issues.
  9. Provide guidance and support to colleagues on compliance-related matters.
  10. Participate in compliance committees and working groups to develop and implement new policies and procedures.
  11. Prepare and submit regulatory reports and filings.
  12. Stay informed about industry best practices and proactively suggest improvements to compliance processes.
  13. Conduct due diligence on new business relationships and transactions to ensure compliance.
  14. Maintain accurate and organized records of all compliance activities and findings.
  15. Act as a subject matter expert on compliance matters and provide guidance to other departments as needed.
Where is this job?
This job is located at New York, NY, USA
Job Qualifications

  • Strong Knowledge Of Regulatory Frameworks And Industry Standards: A Compliance Officer At Deutsche Bank Should Possess A Deep Understanding Of Relevant Laws, Regulations, And Industry Best Practices, Such As Sec, Finra, And Dodd-Frank Regulations.

  • Experience In Investment Banking Compliance: This Role Requires A Minimum Of 5 Years Of Experience In Compliance Within An Investment Bank Or Financial Institution. Candidates Should Have A Comprehensive Understanding Of Investment Banking Products, Services, And Processes.

  • Analytical And Problem-Solving Skills: Compliance Officers Must Be Able To Analyze Complex Information And Identify Potential Compliance Risks. They Should Also Be Able To Propose Solutions To Mitigate These Risks And Drive The Implementation Of Necessary Changes.

  • Excellent Communication And Interpersonal Skills: This Role Involves Interacting With Stakeholders Across Different Levels Of The Organization. A Compliance Officer Should Have Strong Communication Skills And The Ability To Build Relationships And Influence Others.

  • Attention To Detail And Ability To Handle Confidential Information: Compliance Officers Must Pay Close Attention To Details To Ensure All Regulatory Requirements Are Met. They Should Also Have The Ability To Handle Sensitive And Confidential Information With Discretion And Maintain The Highest Level Of Integrity In Their Work.

Required Skills

  • Change Management

  • Training

  • Data Analysis

  • Communication

  • Policy Implementation

  • Auditing

  • Reporting

  • Compliance

  • Risk assessment

  • Due Diligence

  • Compliance monitoring

  • Investigation

  • Regulatory Knowledge

Soft Skills

  • Communication

  • Conflict Resolution

  • Emotional Intelligence

  • Leadership

  • Time management

  • creativity

  • Teamwork

  • Active Listening

  • Adaptability

  • Problem-Solving

Compensation

According to JobzMall, the average salary range for a Compliance Officer – Investment Bank Compliance in New York, NY, USA is $128,000 – $204,000 per year. However, this can vary depending on the specific job responsibilities, years of experience, and the size and reputation of the investment bank.

Additional Information
Deutsche Bank is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedOctober 8th, 2024
Apply BeforeMay 22nd, 2025
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About Deutsche Bank

Deutsche Bank AG is a German multinational investment bank and financial services company headquartered in Frankfurt, Germany, and dual-listed on the Frankfurt Stock Exchange and the New York Stock Exchange. The bank's network spans 58 countries with a large presence in Europe, the Americas, and Asia.

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