Lead Compliance Specialist
Are you looking for an exciting and challenging opportunity to make a difference in the financial services industry? Look no further! Discover Financial Services is seeking a highly motivated and experienced individual to join our team as a Lead Compliance Specialist. In this role, you will have the opportunity to lead and influence compliance efforts across our organization, ensuring that we are operating in accordance with all relevant laws and regulations. Our ideal candidate is a self-starter with strong analytical skills and a passion for promoting a culture of compliance. If you are ready to take your compliance career to the next level, we want to hear from you!
- Develop and implement compliance strategies and procedures to ensure adherence to all relevant laws and regulations.
- Lead and oversee compliance efforts throughout the organization, including conducting audits and risk assessments.
- Monitor and analyze regulatory changes to determine potential impact on the company and make necessary adjustments to policies and procedures.
- Collaborate with various departments and stakeholders to promote a culture of compliance and ensure understanding of compliance requirements.
- Conduct regular trainings and workshops to educate employees on compliance policies and procedures.
- Serve as the primary point of contact for all compliance-related inquiries and provide guidance and support to employees.
- Develop and maintain strong relationships with regulatory agencies and external auditors.
- Prepare and submit reports to management and regulatory agencies as required.
- Investigate and resolve compliance issues and violations, and implement corrective actions as necessary.
- Stay up-to-date on industry best practices and continuously improve compliance processes and procedures.
- Mentor and develop junior compliance team members.
- Represent the company in external compliance meetings and conferences.
- Provide guidance and support to the company's leadership team on compliance matters.
- Maintain confidentiality and handle sensitive information with professionalism and discretion.
In-Depth Knowledge Of Regulatory Compliance: A Lead Compliance Specialist At Discover Financial Services Must Have A Strong Understanding Of Relevant Laws, Regulations, And Industry Standards.
Excellent Communication Skills: This Role Requires Frequent Communication With Various Stakeholders, Including Internal Teams, External Partners, And Regulatory Agencies. The Ability To Effectively Communicate Complex Compliance Issues Is Crucial.
Experience In Financial Services: Candidates For This Position Should Have A Background In The Financial Services Industry, Preferably In A Compliance-Related Role. This Ensures A Strong Understanding Of The Industry's Unique Compliance Requirements.
Strong Analytical Skills: A Lead Compliance Specialist Must Be Able To Analyze Complex Data And Identify Potential Compliance Risks. This Requires Strong Critical Thinking And Problem-Solving Abilities.
Leadership And Project Management Experience: This Position Will Involve Leading A Team And Managing Multiple Compliance Projects Simultaneously. The Ideal Candidate Should Have Previous Experience In A Leadership Role And Demonstrate Strong Project Management Skills.
Process Improvement
Data Analysis
Quality Control
Risk assessment
Audit management
Regulatory compliance
Legal Research
Policy Development
Compliance monitoring
Stakeholder Communication
Training And Education
Communication
Conflict Resolution
Leadership
Time management
creativity
Attention to detail
Teamwork
Adaptability
Problem-Solving
Decision-making
According to JobzMall, the average salary range for a Lead Compliance Specialist in Houston, TX, USA is $82,000 - $120,000 per year. This can vary depending on factors such as experience, education, and the specific industry or company the individual is working for.
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Discover Financial Services, Inc. is an American financial services company that owns and operates Discover Bank, which offers checking and savings accounts, personal loans, home equity loans, student loans and credit cards. It also owns and operates the Discover and Pulse networks, and owns Diners Club International.
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