
Lead Compliance Tester
Manages activities of the Compliance Testing staff (direct/indirect) and is responsible for the overall integrity and quality of the work product. Creates and maintains testing work papers and supporting documentation. Writes findings regarding compliance testing results. Collaborates with various levels of management within the areas of responsibilities, including the risk functions within the First Line of Defense. Evaluates and tests the adequacy of transactions and business processes with respect to risks, controls, and regulatory requirement identifying gaps and issues. Monitors and validates the status of corrective actions taken by business partners to remediate concerns. Creates and maintains testing work papers and supporting documentation. Writes findings regarding compliance testing results. Maintains a high level of awareness and knowledge of regulatory compliance requirements. Supports Compliance Management in developing, implementing, and maintaining an enterprise-wide Compliance Program and a culture of compliance.
4+ years of experience in consumer compliance, financial services, risk
Certified Regulatory Compliance Manager
Certified Internal Auditor
Time Management Skills
Risk assessment techniques
Documentation processes
Quality Assurance and Testing
Consumer compliance testing
Driven and self-motivated
Prioritizing skills
Problem Solving Skills
Flexibility/Adaptability
Detail Oriented and Organized
Verbal and Written Communication
Multi tasker
According to JobzMall, the average salary range for a Lead Compliance Tester in 2500 Lake Cook Rd, Riverwoods, IL 60015, USA is between $57,000 and $77,000 USD annually. This is based on the salaries of similar positions in the area, as well as the experience level of the job candidate.
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Discover Financial Services, Inc. is an American financial services company that owns and operates Discover Bank, which offers checking and savings accounts, personal loans, home equity loans, student loans and credit cards. It also owns and operates the Discover and Pulse networks, and owns Diners Club International.

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