
Advisor, Compliance Specialist
Welcome to First Data-Fiserv, where we are committed to providing innovative and secure financial technology solutions to our clients. We are currently seeking a highly skilled and dedicated Advisor, Compliance Specialist to join our team.As an Advisor, Compliance Specialist, you will play a critical role in ensuring that our company is in compliance with all relevant laws and regulations. You will have the opportunity to work closely with a dynamic team of professionals and contribute to the continued success and growth of our organization.To excel in this role, we are looking for candidates who are detail-oriented, have a strong understanding of compliance principles, and possess excellent communication and analytical skills. If you thrive in a fast-paced and collaborative environment and have a passion for maintaining regulatory compliance, we encourage you to apply for this exciting opportunity.
- Conduct regular audits and reviews of company policies, procedures, and processes to ensure compliance with relevant laws and regulations.
- Stay up-to-date on changes and updates to regulatory requirements and communicate any potential impact to the organization.
- Collaborate with cross-functional teams to develop and implement compliance strategies and procedures.
- Assist with the development and implementation of training programs to educate employees on compliance requirements and best practices.
- Investigate and resolve any compliance issues or concerns raised by employees, clients, or regulatory agencies.
- Maintain accurate and organized records of compliance activities, including reports and documentation.
- Analyze data and trends to identify potential areas of risk and develop solutions to mitigate those risks.
- Serve as a subject matter expert on compliance-related matters and provide guidance and support to other departments and team members.
- Participate in internal and external audits and provide necessary documentation and support.
- Proactively identify and recommend improvements to internal processes and procedures to enhance compliance and efficiency.
- Collaborate with legal counsel to ensure regulatory compliance in all business operations and transactions.
- Communicate compliance updates and changes to relevant stakeholders and ensure that they are implemented in a timely and effective manner.
- Conduct regular training and workshops for employees to ensure understanding and adherence to compliance requirements.
- Develop and maintain strong relationships with regulatory agencies and stay informed of any changes or updates to regulations.
- Act as a point of contact for compliance-related inquiries and provide guidance and support to internal and external stakeholders.
Bachelor's Degree In Business, Finance, Or A Related Field.
Minimum Of 3-5 Years Of Experience In Compliance, Risk Management, Or Related Field.
Strong Knowledge Of Federal And State Laws, Regulations, And Industry Standards Related To Financial Services.
Excellent Communication And Interpersonal Skills, With The Ability To Effectively Communicate Complex Compliance Issues To Various Stakeholders.
Professional Certifications Such As Certified Regulatory Compliance Manager (Crcm) Or Certified Anti-Money Laundering Specialist (Cams) Preferred.
Communication Skills
Data Analysis
Attention to detail
Problem Solving
Auditing
Risk assessment
Investigative skills
Policy Development
Compliance monitoring
Regulatory Knowledge
Training And Education
Communication
Conflict Resolution
Emotional Intelligence
Leadership
Time management
creativity
Attention to detail
Teamwork
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Advisor, Compliance Specialist in Thane, Maharashtra, India is between ₹ 5,00,000 to ₹ 12,00,000 per year. However, this can vary depending on the specific company, industry, and level of experience. Some companies may also offer additional benefits, such as bonuses and stock options. It is recommended to research the specific company and job description for a more accurate salary range.
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