Senior Compliance Analyst - Marketing Review
Are you a detail-oriented individual with a strong understanding of marketing regulations and compliance? Are you looking for an opportunity to utilize your expertise in a dynamic and fast-paced environment? Look no further! Franklin Templeton Investments is seeking a Senior Compliance Analyst for our Marketing Review team. In this role, you will have the opportunity to collaborate with various departments and provide crucial guidance on marketing materials to ensure compliance with industry regulations. If you have a passion for compliance and a desire to make a meaningful impact, we want to hear from you!
- Review and analyze marketing materials to ensure compliance with industry regulations and company policies.
- Collaborate with various departments, including marketing, legal, and compliance, to provide guidance and recommendations for compliant marketing strategies.
- Stay up-to-date on industry regulations and changes to ensure all marketing materials are in compliance.
- Conduct thorough research and analysis to identify any potential compliance risks and provide solutions to mitigate them.
- Create and maintain a system for tracking and monitoring marketing materials to ensure timely review and approval.
- Develop and conduct training sessions for employees on compliance requirements and regulations.
- Participate in the development and implementation of compliance policies and procedures.
- Communicate and report on compliance issues and recommendations to senior management.
- Conduct regular audits and reviews to identify and address any compliance gaps.
- Act as a subject matter expert on marketing compliance regulations and provide guidance and support to other team members.
Extensive Knowledge Of Regulatory Framework: A Senior Compliance Analyst For Marketing Review At Franklin Templeton Investments Should Have A Thorough Understanding Of Relevant Laws, Regulations, And Guidelines Governing The Financial Services Industry, Including The Investment Advisers Act, Securities Act, And Finra Rules.
Strong Analytical Skills: The Ideal Candidate For This Role Should Possess Strong Analytical Abilities To Review And Analyze Complex Marketing Materials To Ensure Compliance With Applicable Regulations And Internal Policies.
Excellent Communication Skills: Effective Communication Is Crucial For A Senior Compliance Analyst - Marketing Review To Liaise With Various Departments And Stakeholders, Including Legal, Compliance, Marketing, And Sales Teams, To Provide Guidance And Recommendations On Marketing Materials.
Experience In Compliance Monitoring: The Candidate Should Have A Proven Track Record In Conducting Compliance Monitoring And Testing Activities To Identify Potential Risks And Issues In Marketing Materials And Develop Effective Remediation Plans.
Compliance Certification: A Senior Compliance Analyst Should Hold Relevant Compliance Certifications, Such As Certified Securities Compliance Professional (Cscp) Or Certified Regulatory And Compliance Professional (Crcp), To Demonstrate Their Knowledge And Expertise In The Compliance Field.
Financial Services
Project Management
Data Analysis
Communication
Conflict Resolution
Risk assessment
Audit management
Regulatory compliance
Due Diligence
Policy Development
Training And Education
Marketing Review
Communication
Conflict Resolution
Emotional Intelligence
Leadership
Problem Solving
Time management
creativity
Attention to detail
Teamwork
Adaptability
According to JobzMall, the average salary range for a Senior Compliance Analyst - Marketing Review is $80,000-$100,000 per year. However, this can vary depending on the company, location, and level of experience. Some companies may offer salaries above or below this range. It is important to research the specific company and job market to get a better understanding of the salary expectations for this role.
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Franklin Resources, Inc. is a holding company, which engages in the provision of financial and investment management operations. It offers fund administration, sales, distribution, marketing, shareholder servicing, trustee, custody, and fiduciary services.
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