JobzMall Select

Fintech Compliance Officer

JobzMall Select

New York, NY, USA
Full-TimeDepends on ExperienceSenior LevelMasters
Job Description

JobzMall Select is looking for a talented and experienced Fintech Compliance Officer to join our team. We are seeking candidates who have an understanding of compliance regulations and a dedication to ensuring our company operates within all relevant laws and regulations. The ideal candidate will have a proven track record in the fintech industry.The Fintech Compliance Officer at JobzMall Select will be responsible for the implementation of fintech-related compliance policies, procedures, and protocols across our organization. You will review and evaluate our existing compliance framework, and identify opportunities for improvement and optimization. You will also be responsible for monitoring and responding to any changes in regulations, and ensuring the proper implementation of any new or updated policies.We are looking for a candidate with excellent communication and problem-solving skills, as well as the ability to collaborate effectively with different team members and stakeholders. To be successful in this role, you must have a bachelor's degree in Accounting, Law, Business Administration, or a related field. Additionally, you must have a minimum of 3 years of experience in a compliance role within the fintech industry. A CPA or CFA certification is a plus.If you think you have what it takes to excel in this role and be an integral part of our team, we would love to hear from you!

Responsibilities:

  1. Implement fintech-related compliance policies, procedures, and protocols across the organization.
  2. Monitor and respond to any changes in regulations.
  3. Ensure proper implementation of any new or updated policies.
  4. Review and evaluate existing compliance framework and identify opportunities for improvement and optimization.
  5. Maintain excellent communication with different team members and stakeholders.
  6. Develop and deliver training programs related to compliance.
  7. Prepare compliance reports and review for accuracy and completeness.
  8. Monitor employee activities to ensure compliance with regulations.
  9. Investigate and resolve any compliance-related issues.
  10. Ensure compliance with relevant laws and regulations.
Where is this job?
This job is located at New York, NY, USA
Job Qualifications
  • Excellent Communication And Interpersonal Skills

  • Bachelor's Degree In Finance

  • Economics Or A Related Field

  • At Least Years Of Experience In The Financial Services Industry

  • Knowledge Of Regulatory Compliance Requirements For Financial Services Firms

  • Advanced Understanding Of Laws And Regulations Governing Financial Services

  • Strong Understanding Of Risk Management And Internal Controls

  • Ability To Analyze Data And Draw Conclusions

  • Prof

Required Skills
  • Risk Management

  • Financial Analysis

  • Data Analysis

  • Communication

  • Policy Implementation

  • Auditing

  • Reporting

  • Regulatory compliance

  • Legal Research

  • Problem-Solving

  • Document Review

  • Compliance monitoring

  • Investigation Skills

  • Investigation

  • Technical Expertise

Soft Skills
  • Communication

  • Conflict Resolution

  • Leadership

  • Problem Solving

  • Time management

  • Interpersonal Skills

  • creativity

  • self-motivation

  • Teamwork

  • Adaptability

Compensation

According to JobzMall, the average salary range for a Fintech Compliance Officer in New York, NY, USA is between $91,250 and $118,500 per year. This salary range is based on the job's description and experience level. The exact salary for a Fintech Compliance Officer will depend on the employer, the employee's qualifications and experience, and the local job market.

Additional Information
JobzMall Select is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedNovember 28th, 2023
Apply BeforeMay 22nd, 2025
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About JobzMall Select

JobzMall Select is redefining talent placement. As the elite candidate placement arm of the world's #1 Video Talent Marketplace, JobzMall, we're not just connecting candidates with companies—we're revolutionizing how the best matches are made. Focused on exceptional talent and leading organizations, our video-driven approach cuts through the noise, spotlighting not just skills, but the right cultural fit. JobzMall Select is where the market's top talent meets its most dynamic companies. Expect more than a placement; expect the perfect match.

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