Branch Review Team Compliance Officer

Are you looking for a meaningful and challenging career with a world-renowned financial services firm? Morgan Stanley is looking for a professional and experienced Branch Review Team Compliance Officer to join our team.In this role, you will be responsible for developing and maintaining a strong compliance program for the review of Branch Office activities. You will ensure that all activities are compliant with applicable regulations and Morgan Stanley policies and procedures. To be successful in this position, you will need to have excellent analytic and problem-solving skills, as well as a solid understanding of the financial services industry. You will also need to be a team player with the ability to work collaboratively with multiple teams.If you are looking for an opportunity to showcase your skills in a dynamic environment, then we want to hear from you!

Responsibilities:

1. Develop and maintain a strong compliance program for the review of Branch Office activities.
2. Ensure that all activities adhere to applicable regulations and Morgan Stanley policies and procedures.
3. Analyze and solve any compliance related issues.
4. Monitor and review relevant reports and data.
5. Provide guidance on regulatory requirements and best practices to the Branch Office teams.
6. Collaborate with other teams to ensure compliance across the firm.
7. Develop and implement training programs for Branch Office personnel.
8. Stay up-to-date with changing regulations and industry trends.
9. Maintain accurate records and documentation related to compliance activities.
10. Report any compliance issues or violations to senior management.

According to JobzMall, the average salary range for a Branch Review Team Compliance Officer in New York, NY, USA is $67,000 to $93,000 per year. The salary range can vary depending on the organization, experience, and qualifications of the individual.

Morgan Stanley provides investment banking products and services to its clients and customers including corporations, governments, financial institutions, and individuals. It operates through the following business segments: Institutional Securities, Wealth Management, and Investment Management. The Institutional Services segment provides financial advisory, capital-raising services, and related financing services on behalf of institutional investors.