Investment Bank Compliance Testing Professional

Morgan Stanley is seeking a highly motivated and experienced Investment Bank Compliance Testing Professional. This individual will have a thorough understanding of the compliance and regulatory environment, and will have the ability to apply their knowledge to identify, assess, and mitigate risk. The successful candidate will be able to collaborate effectively with key stakeholders to ensure complete compliance with internal and external guidelines.To be successful in this role, the ideal candidate must have a minimum of 5 years of experience in a compliance testing related role, preferably in the Investment Banking or Capital Markets industry. The ideal candidate will have a strong understanding of the applicable regulations and regulatory expectations, as well as possess excellent problem solving and communication skills. In addition, the candidate must possess strong attention to detail and the ability to think analytically and strategically. A successful candidate must demonstrate a commitment to the highest standards of professional conduct and ethical behavior. We are looking for an individual who is passionate about joining a high performing team and contributing to a successful work environment. If this sounds like you, please apply today!

Responsibilities:

1. Utilize knowledge of the compliance and regulatory environment to identify, assess, and mitigate risk.
2. Collaborate effectively with key stakeholders to ensure compliance with internal and external guidelines.
3. Demonstrate a commitment to the highest standards of professional conduct and ethical behavior.
4. Possess excellent problem solving and communication skills.
5. Possess strong attention to detail and the ability to think analytically and strategically.
6. Ensure complete compliance with applicable regulations and regulatory expectations.
7. Contribute to a successful work environment.

According to JobzMall, the average salary range for a Investment Bank Compliance Testing Professional in New York, NY, USA is between $85,000 and $125,000. This range depends on factors such as experience, education, and certifications.

Morgan Stanley provides investment banking products and services to its clients and customers including corporations, governments, financial institutions, and individuals. It operates through the following business segments: Institutional Securities, Wealth Management, and Investment Management. The Institutional Services segment provides financial advisory, capital-raising services, and related financing services on behalf of institutional investors.