
Analyst - Compliance
With guidance from senior team members analyzes and supports business partners on Investment Compliance programs and applicable laws, regulations, rules and standards, including keeping them informed of developments or changes that may affect their area. Assists senior management in developing and administering Compliance programs. Supports compliance and risk data analytics and metrics to enhance Compliance risk assessments and assess the appropriateness of the company's Compliance procedures and guidelines.Identifies situations which may pose significant risk and guides management in developing policies and/or procedures that minimize such risk. Interacts with business partners, clients, regulators, and internal and external auditors on regulatory topics. Operates with the support of experienced staff and senior management.
Exposure to executive management through the development and support of the firm’s risk management and compliance programs
Investment Advisers Act of 1940 and Investment Company Act interest is preferred.
In-depth knowledge of regulations and local laws through experience
Time Management
Analytical skills
Presentation skills
Asset Management Compliance
Communication
Multitasking
Process Improvement
Detailed Planning
Results-Driven
According to JobzMall, the average salary range for a Analyst - Compliance in 801 S Canal St, Chicago, IL 60607, USA is between $65,000 and $85,000 per year. This range is based on the most commonly reported salaries for the position in the area.
Apply with Video Cover Letter Add a warm greeting to your application and stand out!
Northern Trust Corporation is a financial services company that caters to corporations, institutional investors, and ultra high net worth individuals. It is one of the largest banks in the United States and one of the oldest banks in continuous operation.

Get interviewed today!
JobzMall is the world‘ s largest video talent marketplace.It‘s ultrafast, fun, and human.
Get Started