Director - AML Regulatory Compliance

Welcome to RSM US! We are currently seeking a highly skilled and experienced Director of AML Regulatory Compliance to join our team. As a leading financial services firm, we are dedicated to providing our clients with exceptional services and expertise. In this role, you will be responsible for ensuring our organization's compliance with all anti-money laundering laws and regulations. We are looking for a driven and detail-oriented individual with a strong understanding of AML regulations and a proven track record of effectively managing compliance programs. If you are passionate about upholding integrity and mitigating risk, we invite you to apply for this exciting opportunity.

1. Develop and implement a comprehensive AML compliance program in accordance with relevant laws and regulations.
2. Conduct regular risk assessments and audits to identify potential areas of non-compliance and implement corrective actions.
3. Stay up-to-date with changes in AML laws and regulations and ensure the organization's compliance policies and procedures are updated accordingly.
4. Oversee and monitor AML training programs for employees at all levels to ensure understanding and adherence to compliance regulations.
5. Collaborate with various departments and teams to ensure AML compliance is integrated into all business processes.
6. Conduct investigations into potential AML violations and take appropriate action to address any issues.
7. Serve as the main point of contact for regulatory agencies and ensure timely and accurate responses to inquiries and requests.
8. Prepare and submit required AML reports and documentation to regulatory agencies.
9. Develop and maintain relationships with external partners and compliance organizations to stay informed on industry best practices.
10. Lead and mentor a team of compliance professionals to ensure the organization's AML compliance program is effectively implemented and maintained.
11. Provide guidance and support to other departments on AML-related matters, including due diligence and risk assessment.
12. Continuously evaluate and improve the AML compliance program to ensure its effectiveness and efficiency.
13. Represent the organization in AML compliance meetings, conferences, and other industry events.
14. Uphold a culture of integrity and ethical behavior within the organization through leading by example and promoting a strong compliance culture.
15. Communicate regularly with senior management on the status of AML compliance and provide recommendations for improvement.

According to JobzMall, the average salary range for a Director - AML Regulatory Compliance in Charlotte, NC, USA is $138,000 - $181,000 per year. This range can vary depending on factors such as the specific company, the individual's experience and qualifications, and the overall job market in the area.

RSM US LLP is an audit, tax, and consulting firm focused on the middle market in the United States and Canada and is a member of the global accounting network RSM International.