S&P Global

Risk and Compliance Specialist

S&P Global

New York, NY, USA
Full-TimeDepends on ExperienceSenior LevelMasters
Job Description

Are you a risk and compliance professional looking to further your career and make a real impact? S&P Global is looking for a Risk and Compliance Specialist to join our team and help shape the future of our organization. This is an excellent opportunity for an innovative individual with a passion for compliance and risk management to demonstrate their skills and knowledge.You will be responsible for supporting the risk and compliance functions of the organization, including providing guidance on regulatory and compliance requirements, ensuring adherence to internal policies and procedures and facilitating risk assessments. To be successful in this role, you must be highly organized, analytical and have the ability to interpret legal and technical documents.We are looking for someone with a proven track record of success in a similar role, and who has a comprehensive knowledge of risk and compliance processes. You must be a great communicator, with strong interpersonal skills, and have the ability to think critically and problem solve. A degree in a relevant field is required, and experience in the financial services industry is an advantage.

Responsibilities:

  1. Develop and implement effective risk and compliance strategies to ensure organizational compliance with relevant regulatory and legal requirements.
  2. Provide guidance and advice on risk and compliance issues to internal stakeholders.
  3. Monitor and audit internal procedures and controls to ensure compliance with applicable laws and regulations.
  4. Prepare and review risk and compliance reports for management.
  5. Identify areas of non-compliance and make recommendations for improvement.
  6. Develop and maintain relationships with external stakeholders, such as regulators and auditors.
  7. Respond to inquiries and requests from external stakeholders.
  8. Facilitate risk assessments, including identifying, analyzing, and mitigating risks.
  9. Develop and implement training programs to ensure that staff understand and comply with relevant laws and regulations.
  10. Keep up to date with changes in relevant laws and regulations and ensure that the organization is compliant.
Where is this job?
This job is located at New York, NY, USA
Job Qualifications
  • Excellent Communication And Interpersonal Skills

  • Strong Analytical Skills

  • Knowledge Of Regulatory Requirements

  • Familiarity With It Systems And Software

  • Ability To Interpret Data And Create Reports

  • Ability To Identify And Mitigate Risks

  • Proven Experience In Developing And Implementing Compliance Strategies

  • Strong Problem-Solving And Decision-Making Skills

Required Skills
  • Documentation

  • Risk Management

  • Process Improvement

  • Data Analysis

  • Communication

  • Problem Solving

  • Auditing

  • Report Writing

  • Risk assessment

  • Regulatory compliance

  • Stakeholder management

  • Policy Development

  • Investigations

  • Legal Advice

  • Proactive Planning

Soft Skills
  • Communication

  • Conflict Resolution

  • Leadership

  • Time management

  • Interpersonal Skills

  • self-motivation

  • flexibility

  • Teamwork

  • Adaptability

  • Problem-Solving

Compensation

According to JobzMall, the average salary range for a Risk and Compliance Specialist in New York, NY, USA is typically between $65,000 and $125,000 per year. The exact salary can vary greatly depending on the experience, qualifications, and employer.

Additional Information
S&P Global is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedAugust 18th, 2023
Apply BeforeMay 22nd, 2025
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About S&P Global

S&P Global, Inc. provides ratings, benchmarks, analytics and data to the capital and commodity markets worldwide. . The capital markets include asset managers, banks, exchanges, issuers and financial advisors; the commodities markets include producers, traders and intermediaries within energy, metals and agriculture. It operates through the following segments: : Standard & Poor's Ratings, S&P Capital IQ, S&P Dow Jones Indices and Commodities & Commercial.

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