
Risk and Compliance Specialist
Are you a risk and compliance professional looking to further your career and make a real impact? S&P Global is looking for a Risk and Compliance Specialist to join our team and help shape the future of our organization. This is an excellent opportunity for an innovative individual with a passion for compliance and risk management to demonstrate their skills and knowledge.You will be responsible for supporting the risk and compliance functions of the organization, including providing guidance on regulatory and compliance requirements, ensuring adherence to internal policies and procedures and facilitating risk assessments. To be successful in this role, you must be highly organized, analytical and have the ability to interpret legal and technical documents.We are looking for someone with a proven track record of success in a similar role, and who has a comprehensive knowledge of risk and compliance processes. You must be a great communicator, with strong interpersonal skills, and have the ability to think critically and problem solve. A degree in a relevant field is required, and experience in the financial services industry is an advantage.
Responsibilities:
- Develop and implement effective risk and compliance strategies to ensure organizational compliance with relevant regulatory and legal requirements.
- Provide guidance and advice on risk and compliance issues to internal stakeholders.
- Monitor and audit internal procedures and controls to ensure compliance with applicable laws and regulations.
- Prepare and review risk and compliance reports for management.
- Identify areas of non-compliance and make recommendations for improvement.
- Develop and maintain relationships with external stakeholders, such as regulators and auditors.
- Respond to inquiries and requests from external stakeholders.
- Facilitate risk assessments, including identifying, analyzing, and mitigating risks.
- Develop and implement training programs to ensure that staff understand and comply with relevant laws and regulations.
- Keep up to date with changes in relevant laws and regulations and ensure that the organization is compliant.
Excellent Communication And Interpersonal Skills
Strong Analytical Skills
Knowledge Of Regulatory Requirements
Familiarity With It Systems And Software
Ability To Interpret Data And Create Reports
Ability To Identify And Mitigate Risks
Proven Experience In Developing And Implementing Compliance Strategies
Strong Problem-Solving And Decision-Making Skills
Documentation
Risk Management
Process Improvement
Data Analysis
Communication
Problem Solving
Auditing
Report Writing
Risk assessment
Regulatory compliance
Stakeholder management
Policy Development
Investigations
Legal Advice
Proactive Planning
Communication
Conflict Resolution
Leadership
Time management
Interpersonal Skills
self-motivation
flexibility
Teamwork
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Risk and Compliance Specialist in New York, NY, USA is typically between $65,000 and $125,000 per year. The exact salary can vary greatly depending on the experience, qualifications, and employer.
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S&P Global, Inc. provides ratings, benchmarks, analytics and data to the capital and commodity markets worldwide. . The capital markets include asset managers, banks, exchanges, issuers and financial advisors; the commodities markets include producers, traders and intermediaries within energy, metals and agriculture. It operates through the following segments: : Standard & Poor's Ratings, S&P Capital IQ, S&P Dow Jones Indices and Commodities & Commercial.

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