
Risk & Finance Compliance Specialist, Associate Director
We are looking for an experienced Risk & Finance Compliance Specialist, Associate Director to join our team at UBS. In this role, you will be responsible for developing, implementing and maintaining a comprehensive risk and compliance program to ensure the company meets all regulatory and legal requirements. You will be working closely with the Business, Finance and Risk teams to ensure that the company’s policies and procedures are in line with industry best practices.To be successful in this role, you must have a Bachelor’s degree in Finance, Accounting, or Business Administration, or a related field. You must also have a minimum of 5-8 years’ experience in a risk, compliance, and/or audit role. You should have the ability to interpret and apply complex rules and regulations and have a strong understanding of relevant financial regulations. You should also have excellent communication and organizational skills and the ability to interact effectively with all levels of the organization.If you are looking for an opportunity to join a successful, global organization and make a positive contribution to our team, then this is the job for you!
Excellent Communication And Interpersonal Skills
Excellent Problem Solving And Analytical Skills
Strong Academic Background
Excellent Understanding Of The Regulatory Environment
Solid Knowledge Of The Financial Industry
Proven Track Record In Risk And Finance Compliance
Proven Ability To Lead And Manage Projects
Proficient In Using Microsoft Office Applications
Financial Reporting
Business Analysis
Process Improvement
Project Management
Data Analysis
Auditing
Financial Modeling
Risk Analysis
Risk assessment
Risk Mitigation
Regulatory compliance
Financial compliance
Policy Development
Stakeholder engagement
Tax Planning
Communication
Emotional Intelligence
Leadership
Problem Solving
Time management
Interpersonal Skills
Organization
Critical thinking
Teamwork
Adaptability
According to JobzMall, the average salary range for a Risk & Finance Compliance Specialist, Associate Director in New York, NY, USA is $145,000 - $160,000 per year. This range may vary depending on factors such as experience, qualifications, and other factors.
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UBS is a global firm providing financial services in over 50 countries. The company provides wealth management, asset management, and investment banking services for private, corporate, and institutional clients worldwide.

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