UBS

Risk & Finance Compliance Specialist, Associate Director

UBS

New York, NY, USA
Full-TimeDepends on ExperienceSenior LevelMasters
Job Description

We are looking for an experienced Risk & Finance Compliance Specialist, Associate Director to join our team at UBS. In this role, you will be responsible for developing, implementing and maintaining a comprehensive risk and compliance program to ensure the company meets all regulatory and legal requirements. You will be working closely with the Business, Finance and Risk teams to ensure that the company’s policies and procedures are in line with industry best practices.To be successful in this role, you must have a Bachelor’s degree in Finance, Accounting, or Business Administration, or a related field. You must also have a minimum of 5-8 years’ experience in a risk, compliance, and/or audit role. You should have the ability to interpret and apply complex rules and regulations and have a strong understanding of relevant financial regulations. You should also have excellent communication and organizational skills and the ability to interact effectively with all levels of the organization.If you are looking for an opportunity to join a successful, global organization and make a positive contribution to our team, then this is the job for you!

Where is this job?
This job is located at New York, NY, USA
Job Qualifications
  • Excellent Communication And Interpersonal Skills

  • Excellent Problem Solving And Analytical Skills

  • Strong Academic Background

  • Excellent Understanding Of The Regulatory Environment

  • Solid Knowledge Of The Financial Industry

  • Proven Track Record In Risk And Finance Compliance

  • Proven Ability To Lead And Manage Projects

  • Proficient In Using Microsoft Office Applications

Required Skills
  • Financial Reporting

  • Business Analysis

  • Process Improvement

  • Project Management

  • Data Analysis

  • Auditing

  • Financial Modeling

  • Risk Analysis

  • Risk assessment

  • Risk Mitigation

  • Regulatory compliance

  • Financial compliance

  • Policy Development

  • Stakeholder engagement

  • Tax Planning

Soft Skills
  • Communication

  • Emotional Intelligence

  • Leadership

  • Problem Solving

  • Time management

  • Interpersonal Skills

  • Organization

  • Critical thinking

  • Teamwork

  • Adaptability

Compensation

According to JobzMall, the average salary range for a Risk & Finance Compliance Specialist, Associate Director in New York, NY, USA is $145,000 - $160,000 per year. This range may vary depending on factors such as experience, qualifications, and other factors.

Additional Information
UBS is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedFebruary 10th, 2023
Apply BeforeMay 9th, 2025
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About UBS

UBS is a global firm providing financial services in over 50 countries. The company provides wealth management, asset management, and investment banking services for private, corporate, and institutional clients worldwide.

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