
Swaps Dealer Regulatory Governance Officer
At UBS, we are seeking an experienced and motivated Swaps Dealer Regulatory Governance Officer to join our team of professionals. The successful candidate for this role will be an integral part of our Swaps Dealer Regulatory Governance team and will be responsible for providing oversight of the regulatory framework applicable to the Swaps Dealer business.The ideal candidate for this position should have a strong understanding of the regulatory framework applicable to the relevant markets, highly developed analytical and problem-solving abilities, and excellent written and verbal communication skills. A Bachelor's degree in a relevant field such as finance, law, or economics is preferred. In addition, experience in the Swaps Dealer business and/or regulatory environment is an asset.At UBS, we are looking for a candidate who is passionate about their work, committed to excellence, and understands the importance of working collaboratively. We are looking for someone who is eager to contribute to the success of our team and bring their own unique skills and experiences to the table. If you believe you have the experience and qualifications necessary for this role, we want to hear from you!
Responsibilities:
- Provide oversight of the regulatory framework applicable to the Swaps Dealer business.
- Analyze and resolve complex regulatory issues.
- Effectively communicate regulatory requirements to key stakeholders.
- Develop and maintain strong relationships with regulatory bodies.
- Monitor and report on changes in the regulatory environment and their impact on the Swaps Dealer business.
- Proactively identify potential risks associated with the Swaps Dealer business.
- Assist in the preparation of regulatory filings.
- Keep up-to-date on relevant industry news and developments.
- Collaborate with other teams to ensure compliance with regulatory requirements.
- Participate in regular training activities to stay abreast of new regulations and industry trends.
Strong Understanding Of Swaps Regulations
Experience In Implementing Regulatory Change; Ability To Think Strategically And To Develop And Execute Plans; Excellent Interpersonal
Communication And Negotiation Skills; Excellent Understanding Of Financial Markets
Products And Operations; Ability To Work Independently And In A Team Environment; Strong Analytical And Problem-Solving Skills; Understanding Of Financial Risk Management; Experience In Managing Regulatory Projects
Documentation
Communication
Attention to detail
Negotiation
Reporting
Compliance
Teamwork
Trading
Analysis
Problem-Solving
Regulatory
Governance
Kyc
Risk
Aml
Communication
Leadership
Time management
Interpersonal Skills
creativity
Critical thinking
collaboration
Adaptability
Problem-Solving
And Initiative
According to JobzMall, the average salary range for a Swaps Dealer Regulatory Governance Officer in Weehawken, NJ 07086, USA is between $110,000 and $160,000 annually. This range may vary depending on the employer, job experience, and other factors.
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UBS is a global firm providing financial services in over 50 countries. The company provides wealth management, asset management, and investment banking services for private, corporate, and institutional clients worldwide.

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