UBS

Swaps Dealer Regulatory Governance Officer

UBS

Weehawken, NJ 07086, USA
Full-TimeDepends on ExperienceSenior LevelMasters
Job Description

At UBS, we are seeking an experienced and motivated Swaps Dealer Regulatory Governance Officer to join our team of professionals. The successful candidate for this role will be an integral part of our Swaps Dealer Regulatory Governance team and will be responsible for providing oversight of the regulatory framework applicable to the Swaps Dealer business.The ideal candidate for this position should have a strong understanding of the regulatory framework applicable to the relevant markets, highly developed analytical and problem-solving abilities, and excellent written and verbal communication skills. A Bachelor's degree in a relevant field such as finance, law, or economics is preferred. In addition, experience in the Swaps Dealer business and/or regulatory environment is an asset.At UBS, we are looking for a candidate who is passionate about their work, committed to excellence, and understands the importance of working collaboratively. We are looking for someone who is eager to contribute to the success of our team and bring their own unique skills and experiences to the table. If you believe you have the experience and qualifications necessary for this role, we want to hear from you!

Responsibilities:

  1. Provide oversight of the regulatory framework applicable to the Swaps Dealer business.
  2. Analyze and resolve complex regulatory issues.
  3. Effectively communicate regulatory requirements to key stakeholders.
  4. Develop and maintain strong relationships with regulatory bodies.
  5. Monitor and report on changes in the regulatory environment and their impact on the Swaps Dealer business.
  6. Proactively identify potential risks associated with the Swaps Dealer business.
  7. Assist in the preparation of regulatory filings.
  8. Keep up-to-date on relevant industry news and developments.
  9. Collaborate with other teams to ensure compliance with regulatory requirements.
  10. Participate in regular training activities to stay abreast of new regulations and industry trends.
Where is this job?
This job is located at Weehawken, NJ 07086, USA
Job Qualifications
  • Strong Understanding Of Swaps Regulations

  • Experience In Implementing Regulatory Change; Ability To Think Strategically And To Develop And Execute Plans; Excellent Interpersonal

  • Communication And Negotiation Skills; Excellent Understanding Of Financial Markets

  • Products And Operations; Ability To Work Independently And In A Team Environment; Strong Analytical And Problem-Solving Skills; Understanding Of Financial Risk Management; Experience In Managing Regulatory Projects

Required Skills
  • Documentation

  • Communication

  • Attention to detail

  • Negotiation

  • Reporting

  • Compliance

  • Teamwork

  • Trading

  • Analysis

  • Problem-Solving

  • Regulatory

  • Governance

  • Kyc

  • Risk

  • Aml

Soft Skills
  • Communication

  • Leadership

  • Time management

  • Interpersonal Skills

  • creativity

  • Critical thinking

  • collaboration

  • Adaptability

  • Problem-Solving

  • And Initiative

Compensation

According to JobzMall, the average salary range for a Swaps Dealer Regulatory Governance Officer in Weehawken, NJ 07086, USA is between $110,000 and $160,000 annually. This range may vary depending on the employer, job experience, and other factors.

Additional Information
UBS is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Required LanguagesEnglish
Job PostedOctober 12th, 2023
Apply BeforeMay 22nd, 2025
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About UBS

UBS is a global firm providing financial services in over 50 countries. The company provides wealth management, asset management, and investment banking services for private, corporate, and institutional clients worldwide.

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